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Rule of 11
Results: 913

#	Item
761	MEMORANDUM TO: File Nos. S7-34-10, S7-06-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-10 12:28:36 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama United States federal banking legislation Commodity Futures Trading Commission Volcker Rule Barclays Finance Financial economics Systemic risk Financial regulation Late-2000s financial crisis
762	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 11, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-12 06:28:12 Finance Self-regulatory organizations Exchange-traded fund Funds Philadelphia Stock Exchange Securities Exchange Act Market maker London Stock Exchange Financial economics Financial markets Investment
763	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 11, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Ad Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 07:56:41 Finance Financial markets Filter theory Order Electronic filter Option Filter Financial economics Stock market Electronics
764	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Topaz[removed]October 11, 2013 Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 07:53:43 Finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law Stock market Rebate Market maker NYSE Arca Financial markets Financial economics Investment
765	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 11, 2013 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 08:00:47 Business Financial markets United States securities law Securities Exchange Act United States Securities and Exchange Commission Volume Short Finance Financial economics Stock market
766	Alabama Rules of Civil Procedure III. PLEADINGS AND MOTIONS Rule 11. Signing of pleadings, motions, or other papers. (a) Every pleading, motion, or other paper of a party represented by Add to Reading List Source URL: judicial.alabama.gov Language: English - Date: 2012-03-26 15:21:02 Pleading Motion Civil procedure Law Federal Rules of Civil Procedure
767	11 CSR[removed]Guidelines for Using Minors in Intoxicating Liquor or Nonintoxicating Beer Investigations PURPOSE: This rule establishes guidelines for the use of minors in intoxicating liquor or nonintoxicating beer inv Add to Reading List Source URL: dps.mo.gov Language: English - Date: 2011-06-06 11:38:59
768	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- BATS[removed]October 11, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rule 12.6 to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-16 08:27:05 United States securities law Financial markets United States Securities and Exchange Commission Self-regulatory organizations Stock market Financial Industry Regulatory Authority Securities Exchange Act Broker-dealer Regulation NMS Financial economics Financial system Finance
769	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .11(a) to NYSE Amex Options Rule 915 to Permit Trading Options on Leveraged Exchange-Traded Notes and Broaden the Definition of Fut Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-17 13:42:42 Financial markets Stock market Exchange-traded note Notes Futures contract Options Clearing Corporation Margin Securities Exchange Act Alerian Financial economics Investment Finance
770	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]October 11, 2013 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 08:01:31 Financial markets Options Price Reporting Authority Self-regulatory organizations International Securities Exchange Option Chicago Board Options Exchange Securities Exchange Act Philadelphia Stock Exchange Exercise Financial economics Finance Investment

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